Meeting Compliance Requirements - Workshop

This activity is presented by the Governance Institute of Australia. 

Please email your name, contact number and course of interest to to receive a 10% CA ANZ member discount. A member of the Governance Institute Team will contact you to process your registration within 48 hours. 

This event is available both face-to-face and online (virtual classroom). 


Effective compliance arrangements are important aspects of an organisation’s overall governance and risk management frameworks. These arrangements are integral to the organisation’s business strategy and are vital pre-conditions for the achievement of its financial and business objectives in the long term. 

This course outlines the regulatory landscape in Australia and discusses the key principles, approaches, tools and techniques of an effective compliance framework within the context of meeting an organisation’s legal obligations and embedding an appropriate control environment that supports compliance with internal policies and with contractual obligations. It highlights the important role of the governance practitioner in implementing, managing and monitoring the compliance management systems 

In this course, you will: 
  • explore a variety of compliance approaches that underpin an organisation’s legal framework 
  • consider essential regulatory requirements, compliance standards and guidelines 
  • gain practical information on compliance monitoring to uncover regulatory and/or legal breaches 
  • gain a practical understanding of how compliance fits into your organisation — especially alignment with key business objectives, and how compliance processes can reinforce and positively strengthen organisational culture. 

Learning Outcomes
The key objectives of this course are to: 
  • outline the Australian legal and regulatory framework 
  • examine the key principles and elements that underpin an effective compliance framework 
  • highlight the compliance responsibilities of the board and management 
  • discuss compliance approaches, tools and techniques available 
  • provide helpful tips and useful resources. 




Format: Workshop

Proficiency Level: Foundation, Intermediate

CPD: Upto 5 hours